Broker Check
Joanne M. Laut

Joanne M. Laut

Compliance Director - New England Region

Joanne joined Winchester Financial Group in 2007, as the Director of Compliance. Her responsibilities include local oversight, compliance liaison, conducting office audits, as well as, daily trade review. Joanne has 30 plus years of experience in all facets of Broker-Dealer Compliance both in the wire house and independent broker-dealer. Joanne currently holds a Series 3, 4, 8, 53, 7, and 63 registrations.

Joanne is a graduate of Hartwick College located in Oneonta, NY, and resides in Georgetown, MA. As a Georgetown resident, Joanne is very active in her community and has held several Executive Board positions for a few different non-profit charitable organizations. Joanne also enjoys traveling and spending time with her family, as well as, all their extracurricular sporting and musical activities.